49th Annual Securities Regulation Institute

Hosted By: Northwestern University Pritzker School of Law

Northwestern University Pritzker School of Law will be holding its 49th Annual Securities Regulation Institute where Fenwick Corporate Partner Katherine Duncan will speak on panel – Capital Markets: Private Company Financing on Monday, January 24th at 2:15 pm PT. Topics include crossover fund requirements in late-stage financings, trends in ESG financing terms, structuring employee liquidity programs, and SPVs and other investment fund structures.

The Annual Securities Regulation Institute is one of the most prestigious securities and corporate law conferences in the country. The three day virtual event offers practical advice for prominent attorneys (from both firm and in-house practices) who advise corporate clients on the constantly evolving securities and business law. Attendees learn from the regulators who write the new regulations, judges who interpret the law to resolve complex disputes and esteemed practitioners who guide their clients through new legislation, regulation and jurisprudence.

CLE credit is available.